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SCA License UAE

An SCA license is essential for businesses operating in the UAE’s financial markets, ensuring compliance with the Securities and Commodities Authority’s stringent regulations. It provides legitimacy and credibility, enabling companies to offer financial services while maintaining transparency and security. Obtaining an Π SCA license is a key step for businosses seeking to thrive in the UAE’s dynamic and highly regulated financial environment.

Securities Trading and Clearing Broker

This category covers businesses involved in the trading, clearing, and settlement of securities. Firms acting as brokers or clearinghouses must obtain the appropriate SCA license to ensure they meet regulatory requirements for conducting secure and transparent transactions in the UAE's financial markets.

Investment Fund Management and Portfolio Management

Companies engaged in managing investment funds, as well as offering portfolio management services, are required to hold an SCA license. This ensures they operate in compliance with UAE regulations, providing secure and well-managed investment products for clients.

Custody, Clearing, and Record-Keeping Services

Firms offering custody, clearing, and record-keeping services must secure an SCA license. This category is essential for businesses that handle the safekeeping of assets, facilitate clearing and settlement of trades, and maintain accurate records to ensure market integrity and transparency.

Credit Rating Agencies

Credit rating agencies that assess the creditworthiness of entities, securities, and financial instruments are required to be licensed by the SCA. The license ensures that these agencies operate with the highest standards of accuracy, reliability, and transparency in their ratings.

Financial Consulting, Listing, and Promotional Services

Businesses providing financial consulting, assistance with listing securities, and promotional services for financial products must obtain an SCA license. This ensures they meet the necessary legal and regulatory standards when advising clients or promoting financial services in the UAE.